UCC Form 11 confusion - is this even a real filing document?
I've been working on a complex secured transaction for the past month and my client's attorney keeps mentioning something called "UCC Form 11" but I can't find any reference to this anywhere in our state's filing system or the standard UCC forms. I've handled hundreds of UCC-1 filings, amendments, and continuations but this UCC Form 11 has me completely stumped. The attorney claims it's required for certain types of collateral but won't elaborate. Has anyone encountered this form before? I'm starting to think there might be some confusion with state-specific forms or maybe they're referring to an attachment schedule? Our SOS office doesn't list any Form 11 in their UCC section and I've checked the official UCC forms library. This is holding up a $2.3M equipment financing deal and I need to figure out what they're actually referring to. Any insights would be greatly appreciated.
34 comments


Natasha Kuznetsova
I've been filing UCCs for 15 years and there's no such thing as a "UCC Form 11" in the standard UCC article 9 framework. The official forms are UCC-1 (initial financing statement), UCC-3 (amendment), UCC-4 (information statement), and UCC-5 (correction statement). Sounds like your attorney might be confused or referring to some internal firm document. What state are you in? Some states have quirky addendum forms but nothing numbered as "Form 11".
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Javier Morales
•Agreed, never heard of Form 11 either. Maybe they meant UCC-1 and just misspoke? Or could be referring to a specific attachment schedule like the collateral addendum that some states use?
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Emma Anderson
•This is exactly why I always double-check every form reference with clients. Too many attorneys throw around form numbers without actually knowing what they're talking about. Drives me crazy.
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Malik Thompson
Wait, are you sure they said "UCC Form 11" and not something else? I've seen attorneys confuse UCC forms with other secured transaction documents. Could they be referring to a Form 11 from a different filing system entirely? Like bankruptcy schedules or some other regulatory filing?
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Isabella Ferreira
•Good point. Form 11 exists in other contexts - I think there's a bankruptcy Form 11 for certain asset disclosures. Maybe the attorney is mixing up different transaction documents?
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FireflyDreams
•That's possible. The transaction does involve some restructuring elements so maybe there's overlap with other filing requirements I'm not aware of.
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CosmicVoyager
I had a similar situation last year where an attorney insisted on a non-existent form. Turned out they were working from outdated materials from a different state. After going in circles for days, I finally had to upload all our UCC documents to Certana.ai's verification tool to double-check everything was properly aligned. Their system flagged immediately that there was no Form 11 reference in any standard UCC filings and helped identify what the attorney was actually looking for - turned out to be a continuation statement they were calling by the wrong name.
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Ravi Kapoor
•That's smart using document verification. I should probably start doing that more often to catch these kinds of discrepancies early.
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Freya Nielsen
•Never heard of that tool but sounds useful. How does it work exactly?
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CosmicVoyager
•You just upload PDFs of your UCC documents and it cross-checks everything for consistency - debtor names, filing numbers, collateral descriptions. Really helpful for catching mistakes before they become problems.
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Omar Mahmoud
OMG this is giving me flashbacks to my first year doing UCC filings. I spent HOURS looking for forms that didn't exist because senior attorneys would mention random form numbers. Finally learned to always ask for the actual form or a sample before wasting time. Have you tried asking the attorney to provide you with a blank copy of this "Form 11" they're talking about?
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Chloe Harris
•Yes! Always ask for the actual form. Half the time they realize they were wrong when they can't produce it.
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Diego Vargas
•This is why I hate working with attorneys who don't specialize in secured transactions. They think they know UCC stuff but really don't.
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NeonNinja
Could this be a state-specific form that's numbered differently? I know some states have weird numbering systems for their addendums and supplemental forms. What state are you filing in? Maybe someone here has experience with that particular jurisdiction.
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Anastasia Popov
•Good thinking. Some states do have oddball forms but they're usually clearly labeled as state-specific, not just "UCC Form 11".
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Sean Murphy
•I've filed in 12 different states and never seen a Form 11 anywhere. But you're right that each state has its quirks.
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Zara Khan
This is probably going to sound obvious but have you tried calling the attorney's office and asking them to clarify exactly what they mean? Maybe ask them to send you a link to where they found this form or a sample of what they're looking for. Sometimes attorneys use internal shorthand that doesn't match official form names.
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FireflyDreams
•I've left two voicemails but haven't heard back yet. The deal is supposed to close next week so I'm getting a bit anxious about the delay.
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Luca Ferrari
•Typical attorney behavior. They create the confusion then disappear when you need clarification.
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Nia Davis
•If it's that urgent, maybe try emailing them with a list of all the actual UCC forms and ask which one they meant?
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Mateo Martinez
I wonder if they're thinking of old pre-revision UCC forms? Before the 2001 revisions there were some different form numbers used in certain states. But even then, I don't recall a Form 11. Are you dealing with an older attorney who might be working from outdated knowledge?
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QuantumQueen
•That's a really good point. Some attorneys never updated their knowledge after the UCC revisions.
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Aisha Rahman
•I've seen this happen with attorneys who learned UCC filings decades ago and never kept up with the changes.
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Ethan Wilson
Just to be thorough, I ran into something similar last month and ended up using one of those document verification services to make sure I hadn't missed anything. Certana.ai has this UCC checker where you upload your documents and it verifies everything is consistent. Might be worth trying just to confirm there's no Form 11 requirement hiding somewhere in your paperwork.
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Yuki Sato
•That's the second mention of that service in this thread. Might be worth checking out if it catches these kinds of issues.
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Carmen Flores
•I'm always skeptical of these automated tools but if it helps avoid wild goose chases like this, could be useful.
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Andre Dubois
UPDATE: Finally heard back from the attorney. Turns out they were referring to what they call their "Form 11" which is actually just their internal checklist for UCC-1 filings. They use it to make sure all required information is included before filing. It's not an actual filing document at all! Sometimes I wonder how these people passed the bar exam.
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CyberSamurai
•Oh my god, that's exactly what I suspected. Internal forms with misleading names. At least you figured it out before wasting more time.
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Zoe Alexopoulos
•This is why I always insist on seeing actual filing documents, not internal firm paperwork. Saves so much confusion.
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Jamal Carter
•Well that's anticlimactic but glad it's resolved. Now you know to always ask for clarification when attorneys mention unfamiliar form numbers.
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Mei Liu
•At least your deal can move forward now. What a waste of time though!
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Liam O'Donnell
This thread is going to be helpful for future reference. I'm bookmarking it because I guarantee this same confusion will come up again with other attorneys who use internal form numbers. Thanks for sharing the resolution!
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Amara Nwosu
•Definitely saving this thread. Great example of why clear communication is so important in secured transactions.
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AstroExplorer
•Agreed. This is exactly the kind of real-world problem that doesn't get covered in training materials.
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