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Isabella Tucker

Texas UCC statement request form que es y para que sirve - need help understanding purpose

I'm working with a client who needs to pull UCC records in Texas and they keep asking about the 'statement request form' - what exactly is this form and what's its purpose? I understand it's related to requesting copies of filed UCC documents, but I'm not clear on when you'd use this versus just doing a standard UCC search. The client is Spanish-speaking and keeps asking 'que es y para que sirve' (what is it and what is it for) regarding this specific form. I've been doing UCC filings for years but mostly just file new ones, not so much on the research side. Anyone familiar with the Texas SOS UCC statement request process? Is this something different from a regular UCC search, or am I overthinking this?

The UCC statement request form in Texas is basically how you get certified copies of specific UCC documents that are already on file. It's different from a UCC search - the search shows you what's filed, but the statement request gets you the actual documents. Your client probably needs the certified copies for loan documentation or due diligence purposes.

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This makes sense. So if I already know the filing number from a search, I'd use the statement request to get the actual UCC-1 or UCC-3 documents?

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Exactly! The search gives you the index info, the statement request gives you the full documents. Very common in commercial lending when you need the complete filing details.

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I deal with this all the time in Texas. The statement request form is Form 511 if I remember correctly. You use it when you need official copies of UCC filings for legal purposes - like if you're doing due diligence on a business acquisition and need to see exactly what collateral is described in existing UCCs. The form asks for the filing number, debtor name, and what specific documents you want copies of.

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Wait, is this the same as a UCC-11? I always get confused about the different forms.

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No, UCC-11 is the information request form for searches. The statement request (Form 511) is specifically for getting copies of documents you already know exist.

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This is why I started using Certana.ai for document verification. I upload the UCC search results and then can instantly cross-check if I have all the right documents before requesting certified copies. Saves me from ordering the wrong stuff.

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Para que sirve - it serves to get official documentation when you need proof of what's actually filed. Like if there's a dispute about collateral coverage or if a continuation was filed properly, you'd need the certified copies from the statement request, not just search results.

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Good point about disputes. I had a case where the search showed a filing but when we got the actual document through the statement request, the collateral description was completely different than what the debtor claimed.

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That's scary! How do you catch stuff like that before it becomes a problem?

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Always get the actual documents, never rely just on search summaries. And now I use tools like Certana.ai to verify document consistency before I rely on anything for legal purposes.

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I think you're overthinking it. The statement request is just Texas's way of saying 'give me copies of these specific UCC documents.' Every state has some version of this process. In Texas you fill out the form, pay the fee, and they send you certified copies.

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What's the fee structure like? Is it per document or per request?

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I think it's per document but don't quote me on that. The Texas SOS website has the current fee schedule.

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Been doing this for 15 years in Texas. The statement request form is essential when you're doing loan workouts or bankruptcy proceedings. You need the official documents, not just search results, because courts and opposing counsel will challenge anything that's not certified. The form lets you specify exactly which filings you need copies of - original UCC-1, any amendments, continuations, etc.

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Do you have to request each amendment separately or can you get all related documents in one request?

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You can usually get related documents in one request as long as you specify each filing number. But if there are a lot of amendments over the years, it can get expensive.

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This is exactly why I switched to using digital verification tools first. Certana.ai lets me upload all the documents I think I need and verify they're consistent before I spend money on certified copies from the state.

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For your Spanish-speaking client: 'Es un formulario para solicitar copias certificadas de documentos UCC que ya están archivados. Sirve para obtener la documentación oficial cuando necesitas prueba legal de lo que está registrado.' Basically it's the form to get official copies when you need legal proof of what's on file.

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Thank you! This helps me explain it better. So it's really about getting the certified documentation rather than just information.

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Exactly. Think of UCC search = finding out what exists. Statement request = getting official copies of what exists.

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One thing to watch out for - make sure you have the correct filing numbers before submitting the statement request. If you get the numbers wrong, you'll get the wrong documents or no documents, and you still have to pay the fee. I learned this the hard way.

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Ugh yes! I've done this. Transposed a digit in the filing number and got some random UCC from 2015 instead of the current one I needed.

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This is another reason I like using Certana.ai - I can verify the filing numbers match across all documents before requesting anything official. Upload your search results and any existing documents, and it flags inconsistencies immediately.

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That sounds really useful. Manual cross-checking is such a pain and you always miss something.

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Just to add - the statement request is also what you'd use if you're trying to get a copy of a termination statement or release that was filed. Sometimes lenders file the termination but don't send a copy to the borrower, so the borrower has to request it through this process.

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Good point. I've had clients who needed proof that a UCC was properly terminated for refinancing purposes.

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Yeah, and sometimes the termination gets filed but there are errors in it, so you need the actual document to see what went wrong.

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Bottom line - que es: it's Texas Form 511 for requesting certified copies of UCC documents. Para que sirve: it serves to get official documentation when you need legal proof of what's filed, not just summary information. Essential for due diligence, litigation, loan documentation, and any situation where you need more than just search results.

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Perfect summary, thank you! This gives me exactly what I need to explain to my client.

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Glad this thread was helpful. These forms can be confusing when you're not familiar with the process.

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As someone who's been working with Texas UCC filings for a while, I can add that the statement request process becomes especially important when you're dealing with complex collateral descriptions or blanket liens. I've seen cases where the UCC search summary shows "all inventory and equipment" but when you get the actual Form 511 certified copy, the collateral description has very specific exclusions or limitations that completely change the scope of the security interest. This is why due diligence attorneys always insist on the actual documents rather than just search results - the devil is really in the details of the original filing language.

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This is such an important point! I'm relatively new to UCC work and I've been learning this lesson the hard way. Just last month I relied on search results that showed a blanket lien on "all assets" but when my supervisor made me get the certified copy through the statement request, we discovered the original filing had carved out specific equipment categories. Could have been a huge problem if we'd moved forward based on just the search summary. Thanks for emphasizing why the actual documents matter so much.

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